DOI:
http://dx.doi.org/10.18273/revmed.v30n2-2017002
Original
Articles
Antibiotic use without prescription in Ecuadorian
children according to their families’ socioeconomic characteristics
Uso de antibióticos sin prescripción en niños
ecuatorianos según las características socioeconómicas de sus familias
Arturo Quizhpe1
Diana Encalada2
Lorena Encalada3
Francoise Barten4
Koos van der
Velden5
1 MD. Master of Pediatrics. PhD External Research Student in
Health Sciences. Radboud University Nijmegen Medical Center. ReAct Latinamerica
Coordinator. Cuenca. Ecuador.
2 MD. Master of Healthcare Administration. PGY-1 Resident
Obstetrics and Gynecology. Bronx Lebanon Hospital Center. New York. United
States.
3 MD. Master of Research in Health Sciences. ReAct Latinamerica
Research Assistant. Cuenca. Ecuador.
4 MD. Master of Public Health. PhD in Health Sciences. Affiliated
at the time of research to Radboud International Public Health Department.
Nijmegen. Netherlands.
5 MD. Infectious Diseases Specialist. PhD in Health Sciences. Professor
of Public Health at the Department of Primary and Community Care Radboud
University. Nijmegen. Netherlands.
Correspondence: Dr. Arturo
Quizhpe. Address: Street Tomás Ordoñez 9-18. Office 307. Fundación Niño a Niño. Cuenca. Ecuador. E-mail: aquizhpe@
yahoo.com.
AbstrAct
background:
among the many processes responsible for antimicrobial resistance,
inappropriate antibiotic use and self-medication are major public health
concerns. To tackle antibiotic resistance and its widespread misuse, is important
to identify the social, cultural, and economic differences associated with the
problem.
Objective:
to determine the percentage of antibiotics used without medical prescription in
children under five years old with symptoms of upper respiratory tract
infection according to their families’ socioeconomic characteristics in
Ecuador.
Materials
and Methods: a cross-sectional design was set, using a structured
questionnaire to assess mothers who attended urban and rural primary health
care units with their children under five years old and belonged to the middle
or lower social strata. A sample of 947 individuals was obtained from February
to April 2011. Informed consent was acquired from those willing and eligible
participants. The descriptive analysis used frequencies, percentages, means,
standard deviation and chi-square. Quantitative information was processed using
SPSS version 17.
Results:
those from lower socioeconomic strata used antibiotics to treat symptoms of
upper respiratory infections of their children without medical prescription in
a higher percentage (35.57%) than middle socioeconomic strata (27.7%, p<0.01). Mothers who had university
level education had more knowledge about measures to prevent antibiotic
resistance (57.14%) than those with only a primary school education (13.59% p<0.05).
Conclusion:
antibiotic use in children under five years old with symptoms of upper respiratory
infection is high, mainly among those study participants corresponding to lower
socioeconomic strata who mostly live in the rural area. MÉD.UIs. 2017;30(2):21-7.
Keywords:
Drug Resistance, Microbial. Self medication. Social Class. Social Determinants of
health.
Resumen
Introducción:
entre los múltiples procesos responsables de la resistencia antimicrobiana, el
uso inadecuado de los antibióticos y la automedicación son problemas alarmantes
en salud pública. Para la contención de la resistencia a los antibióticos y la
ampliación del mal uso, es importante identificar las diferencias sociales,
culturales y económicas asociadas al problema.
Objetivo:
determinar el porcentaje de uso de antibióticos sin prescripción médica en
niños menores de cinco años, con síntomas de infección del tracto respiratorio
superior de acuerdo las características socioeconómicas de sus familias en
Ecuador.
Materiales
y métodos: se realizó un diseño transversal utilizando un
cuestionario estructurado para evaluar a madres pertenecientes a estratos
sociales medio y bajo, quienes asistieron con sus hijos menores de cinco años a
unidades urbanas y rurales de atención primaria de salud. Se obtuvo desde
febrero a abril de 2011, una muestra de 947 individuos que dieron su consentimiento
informado. Se hizo un análisis descriptivo mediante el uso de frecuencias,
porcentajes, medias, desviación estándar y chi cuadrado. Para el procesamiento
de la información cuantitativa se utilizó SPSS versión 17.
Resultados:
los estratos socioeconómicos más bajos usaron antibióticos sin prescripción
médica para tratar síntomas de infecciones respiratorias del tracto
respiratorio superior de sus hijos en un mayor porcentaje (35,57%), comparado
con los del estrato económico medio (27,7%, p <0.01). Las madres con
educación universitaria tuvieron más conocimiento sobre medidas para la
prevención de la resistencia bacteriana (57,14%) que aquellas con solamente
educación primaria (13,59% p<0,05).
Conclusiones:
el uso de antibióticos en niños menores de 5 años con síntomas de infección
respiratoria alta es elevado, principalmente en aquellos participantes
pertenecientes al estrato socioeconómico bajo, quienes viven en su mayoría en
el área rural. MÉD.UIs. 2017;30(2):21-7.
Palabras
clave: Farmacorresistencia Microbiana. Automedicación. Clase
Social. Determinantes sociales de la salud.
Antibiotics have been successfully used to reduce and
prevent death from infections and have helped to transform many previously
deadly diseases into manageable health problems especially in developed
countries. Worldwide, according to the World Health Organization the leading
causes of death in children under five years old are pneumonia 13%, diarrhea 9%
and malaria 7%(1) and about 37% of all child mortality is caused by
infectious diseases, highlighting the importance of studying antibiotic use and
emergence of resistance at the community level(2). In Ecuador,
despite the fact that child mortality has decreased steadily since 1990 at a
3.9 annual rate reduction, infectious diseases still have a significant
percentage(1,3).
Nowadays throughout the world, Antimicrobial Resistance
(AMR) is increasing and compromising pharmacologic treatment of the most common
infectious diseases. The processes responsible are varied and complex,
including physiological and biochemical mechanisms. It is worth mentioning that
the use of antibiotics, apart from being one of the most commonly prescribed
and used drugs in human medicine, is the single most important factor leading
to antibiotic resistance around the world. However, up to 50% of the time
antibiotics are not optimally prescribed, often when not needed or ordered with
incorrect dosing or duration of treatment(4). Paradoxically, despite
the growing problem of AMR, there has been an alarming decrease in research and
development of new antibiotics. As there are virtually no new classes in the
research and development in pipeline, clinicians are now facing a scenario
where the probabilities of empirical treatments’ success are significantly
reduced and where multi resistant bacterial infections are becoming more common(5,6).
Infections caused by resistant bacteria and their associated morbimortality
cause, prolong hospitalization stays and expensive treatment regimens,
affecting the health system as a whole(7).
It is estimated that 80-90% of antimicrobial use occurs
in the community, therefore containment strategies should be targeted to
minimizing any unnecessary and inadequate use(8). A large percentage
of these are used to treat Upper Respiratory Infections (URI) from viral
etiologies that do not require antimicrobial treatment(9). This
occurs in part due to inappropriate health personnel prescription but also to
selfmedication and insufficient or inaccurate knowledge by the population in
general, as well as limited access to health services because of geographic,
economic and cultural reasons(10,11).
The main aim of this study was to determine to what
extent antibiotics are used without medical prescription in children under five
years old presenting symptoms of URI, who were served by primary healthcare
clinics in accordance with their socioeconomic characteristics of their
families in Ecuador. Additionally, to investigate if knowledge about antibiotic
use and resistance is associated with the rate of usage without prescription to
treat those symptoms.
Study Design And Study
Population
A cross-sectional design was used to query mothers of
children younger than five years old with signs and symptoms of URI from
different social strata. URI was diagnosed by the community physicians from
each health unity, using Integrated Management for Childhood Illness criteria,
IMCI (WHO, UNICEF). The data was collected through interviews, using a
structured questionnaire with 49 questions that was validated in a previous
pilot study(12) and applied by the health unit physicians. Mothers
were asked about the name of the drugs used, then the physicians defined if it
was an antibiotic.
Five primary health care units were included in the
study; these were selected taking into consideration their geographic location,
population coverage, demographic, economic and social characteristics. Two
outpatient clinics of primary level public hospitals in Naranjal, located in
the Coastal region of Ecuador and Sigsig in the Highlands; as well as three
primary health care centers in Azuay province were selected.
We worked with the following sample restrictions:
population of 28 162 children under five years old, living in the geographic
area of study according to the National Institute of Statistics and Censuses of
Ecuador (INEC 2011)(13), a reported prevalence of 59.9% in children
under age five with acute respiratory infection(14), a minimum
sample of 365 individuals for the total study population with 95% CI and 5%
error estimated by applying the statistical program Epidat 3.1; inclusion
criteria were mothers who wanted to participate whose children were under five
years old and presented acute URI at the outpatient department of the
participating health units. Mothers from upper social strata (those who ran
their own company, factory, mine, agricultural unit with > 10 workers) were
excluded since we found very few families belonging to this social strata and
the sample would had not been representative. It was proposed to work with a
total of 1000 participants of the five sites established and a sample for
convenience of 947 mothers was obtained in a period of three months from
February to April 2011.
The study participants were grouped into middle and
lower social strata, based on the employment patterns of the head of the
household. The middle strata was formed by independent professionals, traders,
small agricultural producers (farm owners) and master craftsmen, while the
majority of the lower strata population included laborers, agricultural
workers, street vendors and craftsmen, peasants who were employed but didn’t
own a production unit; we also took into account the family’s patterns of
consumption and access to basic needs: clean water, sanitation, health access,
education, recreation, food and housing conditions of overcrowding defined as
≥3 people per room, according to Breilh’s classification(15).
The variables analyzed included demographic and
socioeconomic characteristics of the child and family, mother’s formal
education level, and questions regarding knowledge of antibiotic use and
resistance. The main outcome measures included: antibiotic use to treat the
last URI episode of the child, whether the antibiotics were prescribed or not
by a healthcare professional; knowledge of mothers regarding any risks
associated with antibiotic use and resistance or about measures to prevent AMR
by formal education level, and finally we studied if higher knowledge of the
risks associated with antibiotic use and resistance were associated with use of
antibiotics without prescription.
Quantitative data was processed and analyzed using SPSS
version 17, Excel 2010 and Epidata 3.1 software. The analysis used frequencies,
percentages, and measures of central tendency such as means, standard
deviation, and chi-square for statistical significance was used with levels of
significance set to p≤0.05.
The non-response rate was 5.2%; these were mainly
mothers living in remote areas. Reasons given by mothers for not participating
were concerns about the amount of time spent at the health service and time
needed to return home. The mean maternal age of the middle and low social
strata participants in the study was 30(SD10) and 27(SD9) years respectively.
The mean size of core family was 5(SD2) members, similar for both social
strata, and mean family income was higher for the middle strata ($560) compared
with those from the lower strata ($263).
Participants of the middle strata in this study sample
lived mostly in urban areas; had low rates of overcrowding and a higher
adequate basic services and formal education level compared to those from the
lower strata. Mothers from the lower social strata mostly resided in the rural
area with significant levels of overcrowding, lack of basic services in a high
percentage and managed signs and symptoms of URI using antibiotics without
prescription before seeking medical consultation in a significantly higher
percentage than those in the middle strata (35.57% versus 27.7% respectively, p<0.01).
Antibiotics without prescription were obtained at a pharmacy in most cases,
26.16% and 18.58% in middle and lower strata respectively, to a lesser extent,
but no less importantly; antibacterials were obtained from other sources such
as food stores, friends, the market and others (See Table 1).
Table 1. Basic Socioeconomic
Characteristics of the Study Population in the last episode of URI by social
strata
Source:
Authors
Among both groups only a small percentage of mothers
were aware of the risks of antibiotic use, resistance and measures for its
containment, although a higher percentage from middle strata stated they were
better informed about this (See Table 2). We also found that mothers both with
and without knowledge about antibiotic use and resistance, had used them in
similar percentages, 30.71% versus 38.46%,
respectively (See Table 3).
Additionally, the level of
schooling was related with knowledge on antibiotic resistance and preventive
measures for its containment. Mothers with university studies were aware in a
higher percentages than those with primary school and high school (See Table
4).
Table 2. Knowledge of mothers
about risks of antibiotic use and antibiotic resistance by social strata
Source: Authors
Table 3. Antibiotic use without
prescription by knowledge of mothers about risks of antibiotic use and
antibiotic resistance
Source: Authors
Table 4. Knowledge of mothers
about antibiotic resistance and means of prevention and acquisition of
antibiotics by formal education level
Source: Authors
In our study, we found that antibiotics are often used
to treat symptoms of URI in children under five years old in Ecuador and that
frequency of use and selfmedication patterns differ according to the children
families’ socioeconomic strata with higher use in the lower one, in which most
lived in the rural area.
We found that antibiotics were primarily bought from a
pharmacy without the need of a prescription, followed by grocery stores and
obtained from friends. These findings were similar to those described in the
city of Barranquilla, Colombia in a study conducted in a low social strata
neighborhood(16), and is comparable with other studies in Spain(17),
Mexico(18) and Georgia(19). Furthermore, symptoms that
encourage selfmedication are similar, and their knowledge regarding undesirable
or adverse events concerning antibiotic use, as well as their therapeutic
effects was found to be similar. However, a notable difference between these
researchers’ studies and the present study is that we included social strata as
a variable to explore if significant differences existed when comparing mothers
receiving care in the same health unit and who lived in the same geographic
area but belonged to different social strata.
Despite the fact that antibiotics are not considered
over the counter medications in Ecuador, in the practice the country lacks
tight control for drug marketing and distribution, which makes antibiotic
availability without prescription simple as evidenced in the study, a situation
that contributes to higher rates of adverse events, drug interaction and the
possibility of a delay in diagnosis and mistreatment of potentially lethal
infections as well as the emergence of AMR(20).
Antibiotic use without prescription is also associated
with inappropriately shorter periods of use, dosing and inadequate drug
election according to a study conducted by Okeke et al. and several other studies in communities where antibiotic
use was frequent(21,22,23). If we take into consideration that
population from lower social strata tend to have less access to information and
often may not recognize some medications as antibiotics, the true proportion of
patients who frequently use antibiotics is possibly much higher.
It should be noted that antibiotics have been perceived
as low-risk drugs. However, they are the second leading cause of adverse drug
effects in the United States and its use without prescription has been
associated with severe adverse effects. Specific solutions are needed to
improve or change the use of antibiotics without prescription(24,25).
Although improvement has been made, many people in our
country have restricted access to health care services, and in a lot of cases
do not possess basic information regarding appropriate use of medicines and
therefore are more likely to consult untrained drug sellers underestimating the
potential risks associated with these medications(26). In our study,
only a small percentage of mothers have received information about the risks of
antibiotic use, resistance and measures for its containment from health care
professionals. We know that children of mothers belonging to the lower social
strata are highly vulnerable to infectious diseases due to their life
conditions and malnutrition and are more likely to receive antibiotic treatment
and other medications without prescription as other studies have described(27).
Maternal schooling was associated with the use of antibiotics
without prescription. Those with a high level of schooling presented low
percentages of antibiotic use without prescription. We believe mothers from low
social strata have developed what can be interpreted as a survival strategy.
They are more likely to access informal health care due to restricted access to
formal state health care system and they have shown capacity to do so in our
study. This situation presents a social, scientific and communicational
challenge for the formulation of public policy to prevent antibiotic
resistance.
Our study also suggests that knowledge of adverse
effects and risks of antibiotic use did not decrease its use without
prescription among the study population, even though this result did not reach
statistical significance. This raises the necessity for further studies to
achieve understanding of the content and the quality of the knowledge that the
population manages regarding antibiotic use and resistance. It also arouse a
challenge for decisionmakers responsible for enabling regulation and safety,
availability and access to antibiotics.
Among the limitations of our study,
we report that antibiotic use was self-reported by the participants, which
could introduce ascertainment or recall biases. Another limitation was the
constitution of the sample. Due to feasibility we selected study sites by
convenience, trying to represent the different geographical areas of the
country.
Mothers belonging to the low social strata in the study
population acquired antibiotics for their children without medical prescription
in higher percentage than those in the middle strata to treat upper respiratory
infection symptoms. Also, level of schooling was correlated with acquisition of
antibiotics without prescription and associated with previous knowledge about
antibiotic resistance and preventive measures for infection control at the
community level.
Public health plans and strategies for health promotion
and education for self-care should take into consideration and enhance the
social, cultural and economic characteristics that are associated with
antibiotic use, treatment adherence and increased antibiotic resistance.
Interventions tackling antimicrobial resistance must be developed with direct
participation of the communities in the process of health education. It is
important to work with families from low socioeconomic strata who have been
historically excluded from specific strategies to promote their rights and
improve the accessibility to the health system.
There is an urgent need for a multilateral national
policy involving health professionals and members of the community that
considers cultural background and social vulnerability of different
socioeconomic levels, and that evaluates long-term effectiveness of interventions
constructed with the communities themselves. We recommend conducting and
funding studies at a national or regional level to deepen knowledge of the
underlying causes of antimicrobial resistance taking into consideration social
determinants. In the absence of rigorous studies, the scope of interventions to
reduce self-medication of antibiotics is very limited.
The authors certify that they have
no affiliations with or involvement in any organization or entity with any financial
interest or non-financial interest in the subject matter or materials discussed
in this manuscript.
This research resulted from a partnership between the
Faculty of Medical Sciences, University of Cuenca, Ecuador, ReAct Latinamerica
and Radboud University Nijmegen Medical Centerin the Netherlands. The funders
had no role in study design, data collection and analysis, decision to publish,
or preparation of the manuscript.
The Bioethics Committee of the Faculty of Medical
Sciences of the University of Cuenca approved the research study. Additionally,
in the health units where surveying was conducted, the physicians approved of
and were involved in the study, and the results were shared with the health
centers. The research objectives were explained verbally to each participant
and informed consent was obtained from mothers of children under five years who
were eligible and willing to participate in the study.
1. WHO: World Health Organization web site.
[Internet]. Whashington D.C.: 2013 [citado 30 dic 2015]. Global Health
Observatory (GHO) data. [about 1 screen.]. Disponible en: http://
www.who.int/gho/child_health/mortality/causes/en/
2. WHO: World Health Organization web site.
[Internet]. Whashington D.C.: 2015 [citado 30 dic 2015]. Child mortality rates
plunge by more than half since 1990 but global MDG target missed by wide
margin. [about 2 screens.] Disponible en: http://
www.who.int/mediacentre/news/releases/2015/child-mortalityreport/en/
3. UNICEF. Levels and Trends in child
mortality. Oficial Report 2015. [Internet]. New York: UNICEF. September 2015
[citado 30 dic 2015]. Disponible en:
http://www.childmortality.org/files_v20/download/igme%20report%202015%20child%20
mortality%20final.pdf
4. CDC: Centers for Disease Control and
Prevention web site. [Internet]. Druid Hill-Georgia: 2015 [citado 30 dic 2015].
Disponible en: http://www.cdc.gov/drugresistance/about.html
5. Nordberg P, Monet D, Cars O. Antibacterial
Drug Resistance. Proyect: Priority Medicines for Europe and the World “A Public
Health Approach to Innovation”. [Internet]. Geneva: World Health Organization:
2005 [citado 30 dic 2015]. Disponible en:
http://apps.who.int/medicinedocs/documents/s20244en/ s20244en.pdf
6. Black R, Cousens S, Johnson H, Lawn J,
Rudan I, Bassani D, et al. Global, regional and national causes of Child
mortality in 2008: a systematic analysis. Lancet. 2010;375(9370):1969–87.
7. Laxminarayan R, Duse A, Wattal C, Zaidi, Wertheim
H, Sumpradit N, et al. Antibiotic resistance -the need for global solutions.
Lancet Infect Dis. 2013;13:1057-98.
8. Hughes D, Anderson D. Evolutionary
consequences of drug resistance: shared principles across diverse targets and
mechanisms. Nat Rev Genet. 2015;16(8):459-71.
9. Zaidi A, Huskins W, Thaver D, Bhutta Z,
Abbas Z, Goldmann D. Hospital acquired neonatal infections in developing
countries. Lancet. 2005;365(9465):1175-88.
10. Huynh B, Padget M, Garin B, Herindrainy P,
Kermovant-Duchemin E, Watier L, et al. Burden of bacterial resistance among
neonatal infections in low income countries: how convincing is the
epidemiological evidence?. BMC Infect Dis. 2015;15:127.
11. Spyridis N, Syridou G, Goossens H,
Versporten A, Kopsidas J, Kourlaba G, et al. Variation in paediatric hospital
guidelines in Europe. Arch Dis Child. 2016;101(1):72-6.
12. Quizhpe A, Encalada L, Andrade D, Alessio
S, Barten F. Schoolchildren’s perceptions and practices on the causes, gravity
and treatment of acute respiratory infections, Azuay, Ecuador, 2012. Rev. Fac.
Cienc. Méd. Univ. Cuenca. 2013; 31(3):18-25.
13. INEC. Población por grupos de edad, según
provincia, cantón, parroquia y área de empadronamiento. [Internet]. 2011;
[Citado Junio de 2013]. Disponible en: http://190.152.152.74/
informacion-censal-cantonal/
14. Reyes A, Beltrán P, Astudillo J.
Prevalencia de Infecciones Respiratorias Agudas en Pacientes Menores de 5 años
y su Asociación con Desnutrición. Jadán. Enero–Diciembre 2014. Rev Med HJCA.
2015;7(2):100-105.
15. Breilh J. Medicins du Monde. [Online].;
2008 [cited 2015 Octubre 5]. Available from:
http://www.medecinsdumonde.org/content/download/1864/14305/file.
16. Panuela M, De la Espriella A, Escobar E,
Velasquez M, Sánchez J, Arango A, et al. Factores Socioeconómicos y culturales
asociados a la autoformulación en expendios de medicamentos en la ciudad de
Barranquilla. Salud Uninorte. 2002;12:30-8.
17. Tejedor N, Zafra E, Sánchez del Vizo Y,
López A, Vidal C, López de Castro F. Trastornos comunes en salud: Autocuidado y
Automedicación. Aten Primaria. 2005;16(1):13-17.
18. Angeles P, Medina M, Molina J.
Automedicación en población urbana en Cuernavaca, Morelos. Salud Publica de
Mex. 1992;34(5):554-61.
19. Kandelaki K, Lundborg C, Marrone G.
Antibiotic use and resistance: a cross-sectional study exploring knowledge and
attitudes among school and institution personnel in Tbilisi, Republic of
Georgia. BMC Research Notes. 2015;8:2-8.
20. Muñoz G, Mota L, Bowie W, Quizhpe A,
Orrego E, Spiegel J, et al. Ecosystem approach to promoting appropriate
antibiotic use for children in indigenous communities in Ecuador. Rev Panam
Salud Publica. 2011;30(6):566-73.
21. Okeke I, Laxminarayan R, Bhutta Z, Duse A,
Jenkins P, O’Brien T, et al. Antimicrobial resistance in developing countries.
Part I: recent trends and current status. Lancet Infect Dis. 2005;5(8):481-93.
22. Lodato M, Kaplan W. Antibacterial drug
resistance. En: WHO. Priority Medicines for Europe and the World: 2013 Updated
Background Paper. Boston: WHO; 2013. p. 68-74.
23. Marmot M, Allen J, Bell R, Bloomer E,
Goldblatt P. WHO European review of social determinants of health and the
health divide. Lancet. 2012;380(9846):1011-29.
24. Food and Drug Administration. Summary Report on Antimicrobials Sold or
Distributed for Use in Food-Producing Animals. [Internet]. Maryland: US
Department of Health and Human Services; 2015 [Citado 15 Nov 2015].; [about 1
screen.]. Disponible en: https://www.fda.gov/downloads/ForIndustry/UserFees/AnimalDrugUserFeeActADUFA/UCM534243.pdf
25. Gu Q, Dillon C, Burt V. Prescription Drug
Use Continues to increase: US Prescription Drug Data for 2007-2008. NCHS Data
Brief. 2010;(42):1-8.
26. Okeke I, Laxminarayan R, Bhutta Z, Duse A,
Jenkins P, O’Brien T, et al. Antimicrobial resistance in developing countries.
Part II: strategies for containment. Lancet Infect Dis. 2005;5(9):568-580.
27. Morgan DJ, Okeke IN, Laxminarayn R,
Perencevich EN, Weisenberg S. Non-prescription antimicrobial use worlwide: a
Systematic review. Lancet Infect Dis. 2011;11(9):692-701.
How
to cite this article?: Quizhpe A, Encalada D, Encalada L,
Barten F, van der Velden K. Antibiotic use without prescription in Ecuadorian children
according to their families’ socioeconomic characteristics. MÉD.UIS.
2017;30(2):21-7.